NexGen Capital Advisors

We are a broker/dealer formed as a Delaware limited liability company and a member of the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC), operating under the Securities Act of 1933 and the regulations and rules promulgated by the Securities and Exchange Commission and serving as a placement agent for Small Business Investment Companies and other sponsors of structured investment products.  In addition, we assist middle market industrial companies and financial institutions, specifically community banks, community development financial institutions and minority depository institutions, in their capital raising initiatives.